About Us

We believe most of us have the same basic goals when it comes to financial planning:
  1. Protect our assets
  2. Save taxes
  3. Build wealth
  4. Keep the process as simple as possible

Our Fiduciary Responsibility

Legally bound by the fiduciary standard when serving clients:
  • We will always put our clients’ interests first – ahead of our own, of our firm and our employees.  As defined by federal law, we will act as a fiduciary.
  • When selecting investments, we will seek the most suitable investments for our clients at all times.
 

Licenses, Registrations & Training

  • Series 65
  • Life & Accident
  • Registrations with CoreCap Investments
Our firm, through Corecap Investments has a contractual agreement with RBC Correspondent Services (RBC CS) a division of RBC Capital Markets, LLC to serve as our clearing firm, RBC Capital Markets, LLC is a member of the Securities Investor Protection Corporation (SIPC)  

Professional Contributions

  • Guest Speaker providing financial guidance to employees of several corporations including General Motors, Ford, Chrysler and Pfizer.
  • Host monthly educational workshops on Social Security Planning, Required Minimum Distribution and Income Planning.